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Special Operations Forces: Better Data Necessary to Improve Oversight and Address Command and Control Challenges

GAO-23-105163 Published: Oct 05, 2022. Publicly Released: Oct 05, 2022.
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Fast Facts

Over the last 20 years, DOD has increasingly deployed its Special Operations Forces around the world to address the nation's most complex and sensitive security challenges. The number of personnel that perform this work has increased—from 45,700 in FY 2001 to 73,900 in FY 2021.

DOD collects and uses data to oversee these forces while they are deployed. But the data itself has problems. For example, the data doesn't use standard terminology and doesn't offer complete, readily available information on these deployed personnel.

Our recommendations address these issues.

Special Operations Forces in the Levant region, which includes Iraq, Syria, Egypt, and Lebanon

Five military personnel on top of a building, one of whom is hanging from rope beneath a helicopter.

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Highlights

What GAO Found

U.S. Special Operations Command (USSOCOM) has established a variety of command and control (C2) structures to manage its Special Operations Forces (SOF). In calendar year 2021, USSOCOM reported that it had 28 active SOF C2 structures, primarily in the Middle East (Central Command) and Africa (Africa Command). (See figure). From calendar years 2018 through 2021, USSOCOM reported that it terminated or transitioned 57 SOF C2 structures.

Status of Special Operations Command and Control Structures, by Geographic Combatant Commands from Calendar Years 2018 through 2021

Status of Special Operations Command and Control Structures, by Geographic Combatant Commands from Calendar Years 2018 through 2021

Note: Terminated refers to C2 structures no longer in operation, while transitioned reflects a change in the level of command or in specific missions.

USSOCOM has identified three challenges with its oversight of SOF C2 structures, including: (1) appropriately sizing or terminating; (2) maintaining SOF training and preparedness; and (3) staffing. USSOCOM has taken actions to address these challenges, including mission and organizational changes; reviews of SOF requirements; and improving management of deployments. While these are positive steps, it is too soon for GAO to determine whether these changes, and USSOCOM's commitment to further improvements, are sufficient to address the challenges it faces with oversight of SOF C2 structures.

USSOCOM's oversight of its C2 structures is hindered by limited data such as a lack of a standard terminology to define C2 structures and no requirement to have a centralized data collection mechanism for readily available and complete information. As such, there is not a consistent way to determine the composition of SOF C2 structures across the enterprise and maintain accountability of personnel assigned to SOF C2 structures. Additionally, the decentralized data collected by the SOF C2 structures themselves may not be maintained. By using a standard terminology and establishing a centralized data collection mechanism, DOD could improve transparency of its SOF C2 structures, which would further enhance oversight conducted by DOD and other entities, such as the Congress.

Why GAO Did This Study

The Department of Defense has increased its reliance on SOF over the past 2 decades to advance and protect U.S. national security interests. The centerpiece of how SOF employs its forces is through the use of SOF mission command, and involves a variety of command and control structures. These are scalable organizations that allow USSOCOM to provide SOF to geographic combatant commanders based on an operational need.

House Report 116-442, accompanying a bill for the National Defense Authorization Act for Fiscal Year 2021, included a provision for GAO to conduct a review of USSOCOM's structure and organization. This report (1) describes the type and number of SOF C2 structures DOD used from calendar years 2018 through 2021 and evaluates the data used to oversee them, and (2) describes any challenges USSOCOM has identified with its oversight of SOF C2 structures and any actions taken to address them.

GAO analyzed data on SOF C2 structures for calendar years 2018 through 2021. GAO also reviewed studies and interviewed DOD officials on challenges in overseeing SOF C2 structures.

Recommendations

GAO is making two recommendations, including that DOD require the use of standard terminology and establish a centralized data collection mechanism to retain data on, for example, personnel assigned to SOF command and control structures. DOD concurred with the recommendations.

Recommendations for Executive Action

Agency Affected Recommendation Status
Department of Defense The Secretary of Defense should ensure the Commander, U.S. Special Operations Command, and the Geographic Combatant Commands, together with the Joint Staff and in consultation with the Office of the Assistant Secretary of Defense for Special Operations and Low-Intensity Conflict, develop and employ a standard and consistent terminology on SOF command and control structures, whether through updated doctrine, guidance, or other means. (Recommendation 1)
Open
DOD concurred with this recommendation. According to an action plan provided to us in March 2023, DOD officials indicated they are taking steps to implement this recommendation. Specifically, U.S. Special Operations Command officials noted they are taking steps to encourage Combatant Commanders to employ nomenclature on SOF command and control structures that it publishes annually. These officials noted their efforts are ongoing. By employing a standard and consistent terminology on SOF command and control structures, whether through updated doctrine, guidance, or other means, DOD could improve transparency of its command and control structures and further enhance oversight conducted by entities, such as Congress, as GAO recommended in October 2022.
Department of Defense The Secretary of Defense should ensure the Commander, U.S. Special Operations Command, in consultation with the USSOCOM service component commands, as well as the Joint Staff and the Office of the Assistant Secretary of Defense for Special Operations and Low-Intensity Conflict, establish a centralized data collection mechanism or process to collect and to retain data on a regular basis about the composition of all of its SOF command and control structures—regardless of the command level—such as the number of personnel and duration of the C2 structures. (Recommendation 2)
Open
DOD concurred with this recommendation. According to an action plan provided to us in March 2023, DOD officials indicated they are taking steps to implement this recommendation. Specifically, U.S. Special Operations Command officials noted they are centrally archiving the weekly Special Operations Forces (SOF) reports on the composition of these forces within each Combatant Command. These officials noted their efforts are ongoing. By retaining data on a regular basis about the composition of all of its SOF command and control structures, DOD could better understand how its command and control structures are deployed in theater and thus the investments needed to bolster and support these forces, as GAO recommended in October 2022.

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Civilian employeesCombatant commandsCommand and control systemsData collectionForce structureMilitary forcesSpecial forcesSpecial operationsUnconventional warfareMilitary readiness