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Federal Protective Service: Many Approved Security Recommendations Were Not Implemented and Preliminary Work Suggests Law Enforcement Deployments Have Increased

GAO-22-106177 Published: Sep 22, 2022. Publicly Released: Sep 22, 2022.
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Fast Facts

The Federal Protective Service helps ensure the security of millions of people at over 9,000 federal facilities. FPS assesses existing security measures and recommends improvements, and provides law enforcement services.

We testified that:

  • Agencies are generally satisfied with the assessments but don't implement many of the resulting recommendations
  • FPS has increased its deployment of law enforcement personnel to facilities since FY 2020 to support homeland security activities

Federal real property management (including facility security) has been on our High Risk List since 2003.

The back of the upper body of a man wearing a security uniform.

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Highlights

What GAO Found

GAO reported in June 2021 that the Federal Protective Service's (FPS) stakeholders—tenant agency officials and building managers—held positive views about the content of FPS security assessment reports. In these reports, FPS made recommendations to address identified security vulnerabilities. Many of these stakeholders expressed concern that the cost estimates in the reports were not sufficiently detailed to inform their decisions on the recommendations.

In ongoing work, GAO found it was unclear if agencies were still in the process of deciding whether to approve most of FPS's recommendations or if they had accepted the security risks. FPS data also show an approval of a recommendation did not mean it would be implemented. For fiscal years 2017 through 2021, FPS made more than 25,000 security recommendations at nearly 5,000 facilities. FPS did not receive a response on whether agencies planned to implement over half of these recommendations. Of the recommendations approved for implementation, about 22 percent were implemented as of September 2022. GAO's ongoing work suggests recommendations were not implemented for reasons such as a lack of agency resources or tenant agency plans to move to a different facility.

Responses and Implementation Status of Approved Security Recommendations, Fiscal Years 2017–2021

Responses and Implementation Status of Approved Security Recommendations, Fiscal Years 2017–2021

Note: “Other” includes recommendations that FPS replaced with alternatives and recommendations that did not require an FSC response.

GAO's ongoing work also suggests that FPS has increased law enforcement officer deployments since fiscal year 2020. FPS has deployed law enforcement officers to augment its protection of federal facilities during protests and has an agreement to help another agency within the Department of Homeland Security to provide security at its facilities in the Southwest border region. GAO's ongoing work also found that FPS continues to face staffing shortages. At the end of fiscal year 2021, FPS had not filled 21 percent of its positions, including about 200 law enforcement positions. FPS officials cautioned that as facilities return to pre-COVID operations, these shortages could affect FPS's ability to carry out its responsibilities.

Why GAO Did This Study

Over one-million federal employees and visitors depend on FPS to provide security and protection at more than 9,000 facilities across the country. FPS assesses these facilities to identify security risks and then recommends security measures. In addition to this work, FPS provides law enforcement services on a short-term basis or in specific situations for individual agencies.

This testimony focuses on (1) stakeholders' views about FPS's facility assessments and the status of its security recommendations and (2) preliminary observations on FPS's law enforcement deployments. This statement is based on past work issued in June 2021 (GAO-21-464) as well as ongoing work on FPS's security recommendations and its move to DHS's Management Directorate in 2019.

For the 2021 report, GAO held discussion groups with stakeholders from 27 randomly selected FPS-protected facilities to obtain their views of FPS's risk assessments. In ongoing work, GAO analyzed FPS data on security recommendations made from fiscal years 2017 through 2021, data on law enforcement deployments in fiscal years 2020 and 2021, and staffing data for fiscal year 2021.

GAO previously recommended that FPS provide additional detail in its cost estimates for security measures. GAO is reviewing FPS's actions to address this recommendation. GAO will continue to assess these issues and make recommendations as appropriate.

For more information, contact Catina B. Latham at (202) 512-2834 or lathamc@gao.gov.

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Topics

Critical infrastructure protectionFacility securityFederal facilitiesHomeland securityLaw enforcementPhysical securitySecurity assessmentsSecurity risksCost estimatesHuman capital management