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Navy Ships: Timely Actions Needed to Improve Planning and Develop Capabilities for Battle Damage Repair

GAO-21-246 Published: Jun 02, 2021. Publicly Released: Jun 02, 2021.
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Fast Facts

The Navy hasn't needed to repair multiple battle-damaged ships at the same time since World War II. But the Navy is re-examining this capability amid the rise of international powers such as China and Russia.

Planning for this capability is spread across 15 initiatives led by various Navy offices and commands. Without clear leadership, it's hard to ensure that these initiatives will lead to the needed capability. Also, the Navy's data on ship vulnerabilities may not accurately reflect the ships in the current fleet. The Navy uses this data to estimate and analyze its battle damage repair needs.

We recommended ways to improve the Navy's efforts.

The MV Treasure carries the USS John S. McCain after it was damaged in a collision in 2017.

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Highlights

What GAO Found

The Navy has identified several challenges with using its regular maintenance capability (which restores ships to fully operational status) to provide battle damage repairs during a great power conflict. Challenges include—the lack of established doctrine for battle damage repair, unclear command and control roles, and a shortage of repair capacity.

The Navy Process for Repairing Ships Damaged in Battle

The Navy Process for Repairing Ships Damaged in Battle

The Navy is in the early stages of determining how it will provide battle damage repair during a great power conflict. Eight organizations are responsible for the Navy's 15 battle damage repair planning efforts, however the Navy has not designated an organization to lead and oversee these efforts. Without designated leadership, the Navy may be hindered in its efforts to address the many challenges it faces in sustaining its ships during a great power conflict.

The Navy develops ship vulnerability models during a ship's acquisition to estimate damage during a conflict. These models are also used to inform war games that refine operational approaches and train leaders on decision-making. However, the Navy does not update these models over a ship's decades-long service life to reflect changes to key systems that could affect model accuracy. As a result, it lacks quality data on ship mission-critical failure points to inform its analysis of battle damage repair needs. Without periodically assessing and updating its models to accurately reflect the ship's mission-critical systems, the Navy has limited its ability to assess and develop battle damage repair capabilities necessary to sustain ships in a conflict with a great power competitor.

Why GAO Did This Study

The ability to repair and maintain ships plays a critical role in sustaining Navy readiness. After the Cold War, the Navy divested many wartime ship repair capabilities. With the rise of great power competitors capable of producing high-end threats in warfare, the Navy must now be prepared to quickly salvage and repair damage to a modern fleet.

House Report 116-120, accompanying a bill for the National Defense Authorization Act for Fiscal Year 2020, included a provision for GAO to assess the Navy's efforts to identify and mitigate challenges in repairing battle-damaged ships during a great power conflict. GAO's report (1) discusses the challenges the Navy has identified in using its regular maintenance capability for battle damage repair, and (2) evaluates the extent to which the Navy has begun developing the battle damage repair capability it requires to prevail in a great power conflict. GAO reviewed relevant guidance and assessed reports on naval war games and other documentation to identify challenges that may impede the planning and repair of battle-damaged ships and efforts to improve the repair capability for a great power conflict.

Recommendations

GAO is making three recommendations, including that the Secretary of the Navy designate an organization to lead battle damage repair efforts and periodically assess and update ship vulnerability models to reflect the ship's mission-critical systems. The Navy partially concurred with these recommendations, which GAO continues to believe are warranted.

Recommendations for Executive Action

Agency Affected Recommendation Status Sort descending
Department of the Navy The Secretary of the Navy should designate an organization to develop and issue guidance that clarifies command and control responsibilities for executing battle damage repair. (Recommendation 2)
Open
The Department of the Navy partially concurred with this recommendation. In July 2023, the Navy reported corrective actions to implement this recommendation. The Naval Warfare Development Command (NWDC) has coordinated a draft Ship Wartime Repair and Maintenance (SWaRM) Concept of Operations that defines command and control responsibilities. The Navy expects this publication will be finalized in January 2024. We will update the status of this recommendation once we confirm what actions the department has taken.
Department of the Navy The Secretary of the Navy should designate an organization with the appropriate authority to lead and oversee development of the Navy's battle damage repair capability. (Recommendation 1)
Closed – Implemented
The Department of the Navy partially concurred with this recommendation. In July 2023, the Department of Defense provided documentation to support actions the Navy took to implement this recommendation. The Assistant Secretary of the Navy (Research, Development and Acquisition) issued a memorandum, which designates the Naval Sea Systems Command as the Navy lead to direct and oversee the development of ship battle damage repair capabilities. By designating an organization with the appropriate authority to lead and oversee development of the Navy's battle damage repair capability, the Navy has improved its ability to make coordinated battle damage repair investments to help ensure it can sustain its ships during a conflict with a great power competitor.
Department of the Navy The Secretary of the Navy should establish guidance that requires the Navy to periodically assess and update, as appropriate, ship vulnerability models to ensure these models accurately reflect the ship's mission-critical systems and inform battle damage repair planning efforts. (Recommendation 3)
Closed – Implemented
The Department of the Navy partially concurred with this recommendation. In July 2023, the Department of Defense provided documentation to support actions the Navy took in April 2022 to implement this recommendation. The Secretary of the Navy issued guidance that requires life-cycle sustainment plans -- the primary document governing operations and support planning from the start of the acquisitions process to disposal of the ship -- to be updated as needed during the acquisition process and every five years once the ship is operational. In addition, the life cycle sustainment plan is required to document the ship's core logistics capabilities and include a ready and controlled source of technical competence and resources necessary to support emergency repair requirements. According to Navy officials, maintaining vulnerability models is one of many functions documented in life cycle sustainment plans. By issuing guidance that instructs the Navy to assess and update, as appropriate, life cycle sustainment plans every five years, the Navy has improved the quality of information used to inform, assess, and development battle damage repair capabilities.

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Topics

BattleshipsInternal controlsLogisticsMaintenance standardsNational defenseNaval operationsNaval shipyardNavy shipsShip acquisitionShip maintenanceSpare partsSystems designWarfare